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registered representative N FINMKT

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registered representative

vereidigte(r) Börsenmakler(in) m (f)

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It is a violation of securities regulations for a registered representative to distribute a green sheet outside their dealer firm. en.wikipedia.org

A registered representative and their clients rarely read a prospectus. en.wikipedia.org

They describe the basic terms of the offering that are of the most important to a registered representative such as: sales concession, investment merits, and risks. en.wikipedia.org

He was not a registered representative with any securities exchange. en.wikipedia.org

This enables the company to distribute its variable products through independent registered representatives, registered investment advisors, banks, and wire houses. en.wikipedia.org

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